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What the FCA’s AI Live Testing (FS25/5) means for FinTechs deploying AI
Deploying AI? The FCA would like a word. Find out how AI Live Testing works & how FinTech Compliance keeps your models compliant.
Jan 168 min read


The Cost of Non‑Compliance: It’s More Than Just a Blow to Your Bottom Line
Why risk non-compliance? Let’s dive into how missteps can cost you dearly—both in pounds and public perception.
Sep 1, 20255 min read


Getting Your Compliance Ducks in a Row - A Guide For Fintech Start-Ups
As a startup, you know all too well that the FinTech space is fast, crowded and unforgiving – especially for startups. If you’re...
Jun 18, 20256 min read


Finfluencers - 5 top tips to ensure your financial promotions are compliant
In a world where a 15-second TikTok can move markets and a YouTube video can influence thousands of investment decisions, the landscape...
May 21, 20252 min read


Consumer Duty - what we have learn't and what to expect.
Simon Hill reflects reflects on his experiences of supporting FinTechs with the Duty, and the common challenges firms face.
May 31, 20243 min read


The FCA asked you to withdraw your licence application. What now?
In the financial year ending March 2023, the FCA rejected 24% of applications for authorisation. To put that into context, that's almost...
May 2, 20243 min read


10 Key Points to Stay Compliant - before publishing social media financial promotions
In case you missed it, the FCA has now published its finalised guidance (FG24/1) clarifying expectations of firms and others, such as...
Apr 3, 20245 min read


5 Common Regulatory Compliance Problems - and their solutions
When it comes to regulatory compliance, 5 main issues rear their ugly heads time and time again. We thought we'd share them with you so...
Feb 5, 20243 min read


Consumer Duty - Does Your 'Implementation Plan' Fit the FCA's Criteria?
If the FCA checked on your firm today, would your 'Implementation Plan' fit their criteria? Will your firm be affected by the new...
Nov 16, 20226 min read


Operational Resilience & Third Party Providers - Are you Resilient Enough?
Michael Walford-Williams, Managing Director at Westbourne, a risk management consultancy for the financial services and finTech...
Nov 2, 20227 min read
Financial Compliance Blog
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