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About Us

We make compliance simple!

FinTech Compliance was founded with one clear purpose: to provide solutions, not problems. Too many companies in our space overload their clients with jargon and unclear answers, when all they need is for someone to cut through the terminology and provide clear, practical outcomes. At FinTech Compliance, we do things differently. For businesses preparing to engage with the FCA, we offer dedicated support through our FCA applications service.

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​Get in touch with our expert consultants today!

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Our Ethos

We seek to solve our clients' compliance problems in a way that follows the rules in letter and spirit whilst remaining aware of commercial reality: it's no good having compliance arrangements that mean you spend all your time ticking boxes whilst business goes neglected. We work closely with our clients to review their current compliance arrangements and outline areas of weakness in a way that keeps the jargon to a minimum and provides a proportionate and realistic plan for action. We also provide thought leadership for the finTech regulatory landscape.
 

Many of our long-standing clients choose to work with us on an ongoing basis, supported through our flexible retainer services, which ensure their compliance needs evolve smoothly as their business grows.
 

We have developed particular expertise in the finTech and innovative finance space in Europe, as we believe that too many disruptive businesses are being held back because regulators simply don't understand what these companies are trying to offer. We combine our peerless knowledge of financial services legislation with our finTech industry  (What is nous)  in order to explain to both businesses and regulators the appropriate way forward.
 

Each of our consultants has advanced qualifications in their field and several years of experience working with companies across the financial and FinTech sector. Where clients need dedicated regulatory oversight, we provide experienced professionals through our MLRO & Compliance Officer services.
 

In short, we aim to never say "no" when we can give you a pathway to "yes".

FinTech Companies

We provide support for:

The consultants at FinTech Compliance have successfully obtained authorisation for many Technology based, Innovative and Alternative Finance companies. Types of companies we have obtained authorisation for, and support include (but certainly not limited to):

Electronic Money Institutions

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Payment Service Firms

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Brokers

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Investment Management, Private Equity

& Venture Capital firms

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Consumer Credit Firms

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Insurance Intermediaries 

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Corporate Finance

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Multilateral Trading

Facility (MTF)

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