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London City

​FCA Compliance Support for Fintechs Across the South West

The South West of England has become a growing hub for fintech innovation, with dynamic firms emerging in Bristol, Bath, Exeter, and beyond. As the region’s fintech sector expands, so too does the need for practical, expert compliance support to navigate the FCA’s regulatory environment.

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At Fintech Compliance, we provide specialist regulatory advice to South West-based fintech firms, financial institutions, and startups. From securing FCA authorisation to strengthening compliance frameworks and training internal teams, we help firms across the region meet regulatory obligations while supporting sustainable growth.

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Whether you are preparing to launch, scaling up, or optimising your compliance operations, our team delivers tailored, actionable support designed around your business.

Our Core Services for South WSest Fintech Firms

We offer a full range of FCA compliance and advisory services to fintechs operating in Manchester and the wider North West. Our support is built around your business goals, risk appetite, and growth stage, with the flexibility to adapt as you scale.

 End-to-end support for South West businesses seeking FCA authorisation, including business plan drafting, permissions scoping, and full application management.

Independent compliance audits to assess the effectiveness of your systems and controls and highlight areas for improvement before regulatory engagement.

Ongoing compliance support tailored to fintechs at every stage of growth, offering peace of mind for firms across the South West.

Flexible regulatory advice and project-based support for firms needing targeted compliance assistance without a long-term commitment.

 Pre-launch reviews to assess whether your business model is likely to meet FCA expectations before you invest time and resources.

Custom compliance training to strengthen in-house capabilities, covering SMCR, AML, consumer duty, and regulatory expectations for fintechs.

Why Choose Fintech Compliance?

We combine regulatory expertise with a deep understanding of the fintech growth journey. Our South West clients value our clear advice, commercial awareness, and practical support at every stage, from first FCA contact to scaling successfully post-authorisation.

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As APCC members, we meet the highest standards recognised by the FCA for compliance consultancies — giving you trusted, expert support as you build and grow.

 

Speak to A Local Compliance Specialist


If you're a South West fintech business preparing for FCA engagement or strengthening your internal controls, speak to our team today. We offer practical advice tailored to your firm's size, sector, and goals.

What Our Clients Have to Say

Testimonials

“Working with FinTech Compliance is the first time I’ve ever been able to say that dealing with compliance has been fun. The entire team has a positive, business-friendly attitude and it is always a pleasure to have Gilbert and Ryan around the office. Not only were the team able to get our FCA authorisation sorted in record time, but we also deeply appreciate their ongoing support. They make an effort to always be proactive as to how they can help us face regulatory and compliance challenges – sometimes before we’ve even realised there is a problem there to be solved!”
SAM FROMSON
(WWW.YULIFE.COM)

Co-founder & COO

Who We Work With in The South West

Our clients across the South West include digital lenders, payment innovators, WealthTech startups, and crypto firms — from early-stage disruptors to well-established regulated businesses in cities like Bristol, Exeter, Bath, and Plymouth.

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We tailor our services to suit the specific sector, maturity, and growth ambitions of every client.

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Electronic Money Institutions

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Payment Service Firms

Consumer Credit Firms

Corporate Finance

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Brokers

Investment Management, Private Equity & Venture Capital firms

Insurance Intermediaries

Multilateral Trading Facility

Get Expert Compliance Support for Your South West Fintech

Ready to strengthen your compliance journey? Contact Fintech Compliance today to see how we can help your South West-based firm meet FCA expectations and grow with confidence.

Contact Us

FinTech Compliance 

415 High Street

E15 4QZ

England 

United Kingdom

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Tel. 020 7100 4058

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