FCA Compliance and Regulatory Support in Birmingham

Birmingham has emerged as a key fintech hub in the Midlands, attracting fast-growing startups and regulated firms in lending, payments, and digital wealth management. With more local businesses pursuing FCA authorisation and scaling within regulated sectors, the need for trusted compliance guidance is greater than ever.

At Fintech Compliance, we work closely with Birmingham-based fintechs to provide tailored, proportionate advice at every stage of the regulatory journey. Whether you're launching a new proposition, enhancing your compliance framework, or responding to FCA feedback, we deliver practical support that aligns with your business goals and risk profile.

Services We Offer to Birmingham-Based Firms

Birmingham-based clients can rely on us for end-to-end regulatory guidance, practical compliance support, and tailored solutions that scale with their growth. Whether you're applying for authorisation or building out your internal controls, we’ve got you covered.

We identify compliance gaps and help you fix them before they lead to regulatory risk.

Ongoing compliance services that give you flexibility, control, and reassurance.

We manage every step of the FCA application process with full support from start to finish.

FCA Applications

COMPLY Audits

Retainer Services

Access expert support for one-off projects, policy work, or urgent compliance matters.

Evaluate your model’s regulatory viability before starting an FCA application.

We deliver training for operational teams, boards, and compliance leads in Birmingham.

COMPLY Ad-Hoc

Feasibility
Assessments

Training

Why Work With Fintech Compliance?

We’re not just box-tickers. We take time to understand your business, tailoring our advice to suit your goals and risk profile. Birmingham-based clients rely on us for clear communication, fast turnaround times, and a flexible support model that adapts as they grow.

At Fintech Compliance, we believe in clarity and fairness. Our Birmingham clients benefit from fixed-fee packages and honest timelines, so you can plan with confidence. We’ll work with you to define the right level of support for your firm and provide a no-obligation quote before anything begins.

Book a Consultation Now

What Our Birmingham Clients Say

Testimonials

“Working with FinTech Compliance is the first time I’ve ever been able to say that dealing with compliance has been fun. The entire team has a positive, business-friendly attitude and it is always a pleasure to have Gilbert and Ryan around the office. Not only were the team able to get our FCA authorisation sorted in record time, but we also deeply appreciate their ongoing support. They make an effort to always be proactive as to how they can help us face regulatory and compliance challenges – sometimes before we’ve even realised there is a problem there to be solved!”

SAM FROMSON
(WWW.YULIFE.COM)
Co-founder & COO

Clients We Support in Birmingham

We work with consumer credit firms, payment platforms, and digital lenders across the West Midlands.

Electronic Money Institutions

Payment Service Firms

Consumer Credit Firms

Corporate Finance

Brokers

Investment Management, Private Equity & Venture Capital firms

Insurance Intermediaries

Multilateral Trading Facility

Ready to Get Started?

Looking for compliance expertise in Birmingham? Get in touch today to see how we can support your firm. Our team understands the local fintech landscape.

Book a discovery call and get expert advice tailored to your business.