Latest FinTech News

February 2023 Regulation Update

Each month we publish a round-up of the latest regulatory updates, covering only the salient points, including links to relevant documents and webpages.

December 2022 Regulation Update

Each month we publish a round-up of the latest regulatory updates, covering only the salient points, including links to relevant documents and webpages. It's the gift that keeps on giving!

Regulation Coming into Force in December 2022 - are you ready?

December is a busy month for new and updated guidelines / policies coming into force, as well as discussion paper and consultation paper deadlines.

November 2022 Regulation Update

Each month we publish a round-up of the latest regulatory updates, covering only the salient points, including links to relevant documents and webpages.

Operational Resilience & Third Party Providers - Are you Resilient Enough?

Michael Walford-Williams, Managing Director at Westbourne, a risk management consultancy for the financial services and finTech industry, examines the relationship between Financial Services and the Cloud, actions the regulators are taking, what this means for FinTech firms, and what FinTech's that are reliant on third party providers (especially Cloud Service Providers) can do to improve and fulfil the regulators obligations.

October 2022 Regulation Update

Each month we publish a round-up of the latest regulatory updates, covering only the salient points, including links to relevant documents and webpages.

September 2022 Regulation Update

Each month we publish a round-up of the latest regulatory updates, covering only the salient points, including links to relevant documents and webpages.

Operational Resilience - From Compliance to Resilience

Michael Walford-Williams, Managing Director at Westbourne, a risk management consultancy for the financial services and finTech industry, examines what is next for Operational Resilience; what the regulators expectations are, and why compliance with the rules alone may not be enough...

February 2021 Regulation Update

Each month we publish a round-up of the latest regulatory updates, covering only the salient points, including links to relevant documents and webpages.

K-Factors & Capital Calculations - what you need to know!

The new regime has thrown a spanner in the works of all investment firms regulated by the FCA, bringing about BIG changes. Ammad Aqeel, Compliance Associate at FinTech Compliance explains the new categorisation, the Permanent Minimum Requirement (PMR), and K-factors.

January 2021 Regulation Update

Each month we publish a round-up of the latest regulatory updates, covering only the salient points, including links to relevant documents and webpages.