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Tag Archives: VoP Regulation

June 30, 2021

Don’t Screw up your VoP. A Cautionary Tale!

By Kyte Ekstrom | Variation of Permission, VoP Requirements | 0 Comments

Understanding and applying to the FCA for a Variation of Permission, known in short as VoP, has been a cause of confusion and embarrassment for one firm in particular of late. While we don’t like to point fingers, we would like to highlight the importance of submitting a properly considered and prepared application to ensure […]

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FinTech Compliance @FinTechComply·

A BIG Compliance welcome to Toby! Toby holds a BA in politics and sociology, a Graduate Diploma in Law & an MSc in Law, Business and Management - so we know that under that rugged exterior there's a smart head on those shoulders.
#newstarter #FinTechCompliance #welcometotheteam

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FinTech Compliance @FinTechComply·

17 Jan

In this short YouTube explainer video, Ammad Aqeel runs through the five threshold conditions of applying for FCA permissions > https://bit.ly/31AFkIM

#FCA #FinTech #investmentservices #insuranceservices #emoney #paymentservices #openbanking #cryptoassests #YouTube

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FinTech Compliance @FinTechComply·

11 Jan

The FCA is extending the temporary measures (flexibility on 10% depreciation notifications) for firms until 31 December 2022 > read more > https://bit.ly/3qhGrH2

#investments #ifas #investmentbrokers #investmentbanking #investmentmanagement #financialservices #fintech #fintechs

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FinTech Compliance @FinTechComply·

10 Jan

Each month we publish the latest regulation updates and industry news. covering only the salient points along with accompanying links to relevant webpages > https://bit.ly/3qoRzlz

#investment #payments #FinTech #emoney #regulation #paymentservices #ifpr #pensions #compliance

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FinTech Compliance @FinTechComply·

6 Jan

The new prudential framework for investment firms came in to force on the 1st of Jan 2022. If you have questions, or need support > we are here to help > https://bit.ly/2XDcuBS

#investment #fintech #ifpr #investmentmanager #complianceofficer #compliancemanager

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Tag Archives: VoP Regulation

Don’t Screw up your VoP. A Cautionary Tale!

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