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Tag Archives: VoP Regulation

June 30, 2021

Don’t Screw up your VoP. A Cautionary Tale!

By Kyte Ekstrom | Variation of Permission, VoP Requirements | 0 Comments

Understanding and applying to the FCA for a Variation of Permission, known in short as VoP, has been a cause of confusion and embarrassment for one firm in particular of late. While we don’t like to point fingers, we would like to highlight the importance of submitting a properly considered and prepared application to ensure […]

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FinTech Compliance @FinTechComply·

23 Jul

To read salient points with link to the full letter > go to > https://bit.ly/36NGgIO

#compliance #changeincontrol #regulations #fintech #financialindustry #regulatedindustries #complianceofficer #compliancemanager

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FinTech Compliance @FinTechComply·

22 Jul

Discover why our award winning Retainer Services are a cut above the rest with our all-in-one shared workspace > > https://bit.ly/3ehmRDw

#complianceprofessional #complianceofficer #complianceservices #compliancemanagement #fintech #emoney #paymentservices #p2plending #crypto

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TechNative @TechNative·

21 Jul

Re-focusing your tech strategy post-Covid https://technative.io/re-focusing-your-tech-strategy-post-covid/ #DigitalTransformation #FutureOfWork

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FinTech Compliance @FinTechComply·

22 Jul

Some interesting points raised by The City of London Law Society (CLLS) concerning the FCA's discussion paper (DP21/1)> read the salient points here > https://bit.ly/36NGgIO

#investment #wealthmanagement #compliance #regulation #fintech #investmentmanager #investmentmanagement

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FinTech Compliance @FinTechComply·

21 Jul

The letter sent by the FCA Chief Executive, Nikhil Rathi, focuses on financial promotions online and calls for reforms to legislative framework > https://bit.ly/36NGgIO

#compliance #promotions #onlinepromotion #FCA #financialindustry #fintech #fintechstartup #regulation

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Tag Archives: VoP Regulation

Don’t Screw up your VoP. A Cautionary Tale!

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