Tag Archives: Risk Assessment

FCA Publishes Paper on COVID-19 and Recording Communications

By Kyte Ekstrom | Brexit, communications, Compliance, FCA Regulation, Financial Industries, FinTech, News | 0 Comments

The idea of working from home; not having to drag yourself out of bed at the crack of dawn and foregoing the drudgery of the daily commute, seemed like an unattainable pipe dream less than a year ago. Now, ten months since the first lockdown, working from home looks set to be the norm for […]

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Regulatory Bulletin: Money Laundering Regulations 2017

By admin | Uncategorized | 0 Comments

MONEY LAUNDERING REGULATIONS 2017: what you need to know WHAT is it? The Money Laundering Regulations 2017 are effectively the UK government’s transposition of the new measures introduced by the 4th EU Anti-Money Laundering Directive (4th EU AML Directive). The legislation does not represent a major overhaul of businesses’ Anti-Money Laundering (AML) and Counter-Terrorist Financing […]

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