Tag Archives: Regulation
Good Principals Have Good Principles: a look at the FCA’s review of the Authorised Representative Regime
By Kyte Ekstrom | Agent Relationship, Appointed Agent, Appointed Representative, Appointed Representatives Regime, Principal Firms, Regulatory Hosting, Umbrella Services | 0 Comments
On 3 December last year, the FCA launched a consultation on improving the appointed representatives (AR) regime. The proposed changes seek to place greater compliance responsibilities on firms involved in the regime. I’ll be exploring some of the reasons behind the review and the recommendations made by the regulator. What is the AR regime? The […]
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May Regulation Update
By Kyte Ekstrom | Brexit, Compliance, Consumer Credit, Credit Brokers, Crypto-Assests, E Money, ESG, FCA Inovation Hub, FCA Regulation, Financial Promotions, FinTech, Insurance, Insurance Broker, payments | 0 Comments
GENERAL FCA Publishes Speech – Regulating Finance for the Whole of the UK The speech given by Charles Randell, FCA and Payment Systems Regulator (PSR) Chair, was delivered at the Centre for Commercial Law Studies, Queen Mary University of London. Mr Randell focused on a number of points relating to the theme of ‘levelling up […]
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Please BoJo Help Fintech Grow!
By Kyte Ekstrom | Compliance, FCA Regulation, FinTech, News | 0 Comments
There is an old compliance joke. Yes, there are actually some jokes in compliance. No, they aren’t all funny! Some of them are the regulations themselves. In any case, there is a compliance joke which dips its toes into also poking fun at our dear departed friends, the EU. Although it has since been found […]
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