Tag Archives: Financial advice

Post Brexit compliance requirements for UK Investment Managers and Advisors

By Kyte Ekstrom | Brexit, Compliance, FCA Regulation, Financial Industries, FinTech, Investment, Investment Advisor, Investment Manager, News | 0 Comments

If you are unclear on the implications of the Withdrawal Agreement and how it will affect your business, you are not alone! The vague, obscure definitions, effectively mean a “hard Brexit” for financial services. The only decisive action agreed in the Joint Declaration states that the UK and EU will agree a framework for regulatory […]

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January – New Year Update

By Kyte Ekstrom | Brexit, Compliance, FCA Regulation, Financial Industries, FinTech, News | 0 Comments

2021 Top Trends in Fintech With Covid-19 raging globally and the economy in a state of uncertainty, you probably think 2021 is going to be a wash-out, a year of doom-and-gloom – well, you’d be wrong! Now, more than ever, individuals, families and businesses are turning to the digital world for solutions and the need […]

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April Regulatory Update

By admin | Uncategorized | 0 Comments

Our Regulatory Update is a monthly digest of significant regulatory developments affecting FCA-regulated firms. FCA changes mortgage advice rules to encourage consumer choice The FCA has recently published proposals for changes to its mortgage sales requirements which will help to give consumers more choice in how they buy a mortgage. The proposals are one part […]

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