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Join date: Jun 13, 2022
Posts (3)
May 2, 2024 ∙ 3 min
The FCA asked you to withdraw your licence application. What now?
In the financial year ending March 2023, the FCA rejected 24% of applications for authorisation. To put that into context, that's almost...
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Apr 3, 2024 ∙ 5 min
10 Key Points to Stay Compliant - before publishing social media financial promotions
In case you missed it, the FCA has now published its finalised guidance (FG24/1) clarifying expectations of firms and others, such as...
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Nov 2, 2022 ∙ 7 min
Operational Resilience & Third Party Providers - Are you Resilient Enough?
Michael Walford-Williams, Managing Director at Westbourne, a risk management consultancy for the financial services and finTech...
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