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The future is our focus

The first consultancy specialising in technology-based, innovative and alternative financial services.

Don't be complacent...

We are the only compliance consultancy in the UK to specialise in FinTech. Meaning, we understand tech-driven companies need compliance support that thinks outside of the box. Especially when alternative financial products and concepts don’t always fit the parameters of conventional FCA regulation. 

Be Compliant!

Our Services

Our Services

From start-ups to well established firms, whether you are flying solo or have an in-house compliance team on hand, our expert consultants are ready to assist with all areas of FCA regulation.

FCA Applications for Authorisation

We can advise on and project manage your FCA application for authorisation.

Comply - Audit

One-off compliance audit with a specific focus, or for the entirety of your business.

Comply
(Retainer Services)

Our scalable ongoing retainer service to help you stay compliant.

Compliance Training

Firms and individuals carrying out regulated financial activities in the UK are required to undergo ongoing Training. Satisfy your requirements with us!

Feasibility Assessment

A deep dive assessment of a product of service to assesses the extent that your business model falls within the scope of FCA regulation. 

Comply - Ad-hoc

Any other compliance services, or projects which you may require assistance or advice.

Book a FREE Compliance Assessment

1 hr FREE slot to assess your needs and go over how we can assist.

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Suitable for people / firms looking for FCA authorisation, Ad-hoc or ongoing compliance support and training.

 

All assessments will be carried out via google meets - a link will be sent to you after booking.

Testimonials

“Working with FinTech Compliance is the first time I’ve ever been able to say that dealing with compliance has been fun. The entire team has a positive, business-friendly attitude and it is always a pleasure to have Gilbert and Ryan around the office. Not only were the team able to get our FCA authorisation sorted in record time, but we also deeply appreciate their ongoing support. They make an effort to always be proactive as to how they can help us face regulatory and compliance challenges – sometimes before we’ve even realised there is a problem there to be solved!”
SAM FROMSON
(WWW.YULIFE.COM)
Co-founder & COO

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