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Regulatory Bulletin: Money Laundering Regulations 2017

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MONEY LAUNDERING REGULATIONS 2017: what you need to know WHAT is it? The Money Laundering Regulations 2017 are effectively the UK government’s transposition of the new measures introduced by the 4th EU Anti-Money Laundering Directive (4th EU AML Directive). The legislation does not represent a major overhaul of businesses’ Anti-Money Laundering (AML) and Counter-Terrorist Financing […]

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Regulatory Bulletin: Senior Managers and Certification Regime

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Senior managers and certification regime WHAT is it? Senior Manager’s and Certification regime (SM & CR) is a series of measures aimed at improving standards of financial services through increasing accountability of the most senior individuals within banks and financial institutions. WHO will it affect? During 2017 the FCA has proposed to extend the scope […]

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