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Viewing post categorized under: Head of Compliance

February 8, 2022

February Regulation Update

By Kyte Ekstrom | Compliance, FCA Regulation, FinTech, Head of Compliance, MLRO | 0 Comments

GENERAL REGULATION FCA Publishes Policy Statement – PS21/3 Building operational resilience In December 2019, the FCA, in partnership with the Bank of England (BoE), and PRA consulted on proposed changes to improve the operational resilience of the UK financial sector. From their findings the Bank then published a ’shared Final Policy Summary’. The new FCA rules and […]

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FinTech Compliance @FinTechComply·

18 May

Consultation paper (CP4/22) is relevant to all firms that currently pay PRA fees or are expecting to do so within the 2022/23 fee year.
https://lnkd.in/eyMU9f9U > Consultation Paper CP4/22
https://lnkd.in/esbWDqPH > Bank of England - updated webpage

#regulation #fintech

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FinTech Compliance @FinTechComply·

17 May

For the key highlights and a link to the full speech > go to > https://bit.ly/3vJ6bib

#innovation #speech #fca #fintech #fintechs #FinTechNews #financialservices

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FinTech Compliance @FinTechComply·

11 May

To keep your finger on the regulation pulse go to> Go to > https://bit.ly/3uZqXs4
Each month we collate the latest regulation relating to FinTechs and put together an easy to read overview, along with relevant links and documents.

#fintech #regulations #cryptocurrency

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FinTech Compliance @FinTechComply·

10 May

ALL UK REGISTERED CRYPTOASSET FIRMS are now required to submit a REP-CRIM return annually via RegData from 30 Mar 22 onwards.
https://lnkd.in/dk-t4aW > RegData Resources
https://lnkd.in/epmc9spj > Cryptoasset Direction

#cryptos #cryptoregulation #fintech #FinTechNews

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FinTech Compliance @FinTechComply·

5 May

For highlights of the speech delivered at City Week 2022 by Nikhil Rathi, CEO of the FCA. For the salient points along with links to the speech > go to > https://bit.ly/3vJ6bib

#financialservices #innovation #ceo #fca #fintech #brexit #CostOfLivingCrisis

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Viewing post categorized under: Head of Compliance

February Regulation Update

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