Viewing post categorized under: Covid 19
Operational Resilience – are you ready for World War Z?
By Kyte Ekstrom | Brexit, Compliance, Covid 19, E Money, FCA Regulation, Financial Industries, FinTech, Insurance, Investment, Operational resilience, payments | 0 Comments
Our operational resilience survival guide is here! Simon Hill, Compliance Manager at FinTech Compliance, details the FCA’s expectations to help you comply with the new rules and guidance which come into force on the 31st of March 2022. In December 2019 the FCA, Bank of England (BoE), and PRA (aka the Holy Trinity of regulation), […]
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January Monthly Regulation Update
By Kyte Ekstrom | Brexit, Covid 19, FCA Regulation, FinTech | 0 Comments
GENERAL REGULATION FCA Publishes Consultation Paper – Strengthening Financial Promotion Rules The FCA is acting to concerns about the ease and speed with which people can make high-risk investments by proposing a significant strengthening of their rules on how high-risk financial products are marketed. Under the proposed rules, the FCA would ensure firms that approve and […]
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