Viewing post categorized under: #ComplyEssentials

Who are the FCA and what do they do?

By admin | #ComplyEssentials | 0 Comments

Introduction This is the first of our #ComplyEssentials series. In this series, we’ll cut through the regulatory jargon and explain, practically, how financial compliance works in the UK. The Financial Conduct Authority (FCA) is the UK’s financial watchdog that regulates the conduct of 59,000 financial institutions. Independent of the government, the FCA ensures the good […]

Read More