Viewing post categorized under: Appointed Representatives Regime

Good Principals Have Good Principles: a look at the FCA’s review of the Authorised Representative Regime

By Kyte Ekstrom | Agent Relationship, Appointed Agent, Appointed Representative, Appointed Representatives Regime, Principal Firms, Regulatory Hosting, Umbrella Services | 0 Comments

On 3 December last year, the FCA launched a consultation on improving the appointed representatives (AR) regime. The proposed changes seek to place greater compliance responsibilities on firms involved in the regime. I’ll be exploring some of the reasons behind the review and the recommendations made by the regulator. What is the AR regime? The […]

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