We are FinTech Compliance Consultants

Please see our range of services below, and get in touch with us today. For more details see our services page.

AML

Online AML Training

Firms and individuals carrying out regulated financial activities in the UK are required to undergo Anti-Money Laundering Training. Satisfy your requirements with us!

fca

FCA Applications for Authorisation

We can advise on and project manage your FCA application for authorisation.

comply

Comply

Our scalable ongoing retainer service to help you stay compliant.

lite

Comply – Lite

Annual retainer service for those with low requirements.

audit

Comply – Audit

One off internal audit for compliance for the entirety of your business or for a specific focus.

adhoc

Comply – AdHoc

Any other compliance services

FinTech Overview

FinTech Compliance is the first dedicated financial services compliance consultancy to specialise in advising technology-based, innovative and alternative finance businesses on FCA compliance. Working with all types of financial services firms, the company is helping prepare the industry for the future.

Our satisfied clients

Here is what our satisfied clients have to say about us.

“FinTech Compliance have been amazing in supporting our start-up go through the FCA approval process. Becoming regulated can be daunting but their expertise and knowledge made the whole process go really smoothly. I strongly recommend their services if you want a professional service.”

FinTech start-up (Savings App) CEO and founder

“FinTech Compliance guided our company through an FCA full-authorisation process. Their consultants are extremely knowledgeable and can be entrusted with submitting applications as well as day-to-day compliance matters. I would have no hesitation in recommending FinTech Compliance to any company. They are a pleasure to work with and we are really pleased to have them supporting us moving forward as our business grows.”

Leading Peer-2-Peer lending platform Chief Operating Officer

“FinTech Compliance demonstrated a profound understanding of our business proposition and took a pragmatic approach to our initial application and to ongoing advice.”

FinTech start-up (Robo-Adviser) CEO and COO

Get in touch today – 020 7100 4058

We have a team of professionals ready for you today.